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Security Regulation: Opportunities Exist to Improve Sec's Oversight of the Financial Industry Regulatory Authority
Us Government Accountability Office
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Security Regulation: Opportunities Exist to Improve Sec's Oversight of the Financial Industry Regulatory Authority
Us Government Accountability Office
Congress established SEC in 1934 to enforce the Securities Act of 1933 and the Exchange Act. SEC?s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation by overseeing key participants in the securities markets, including SROs, securities broker-dealers, investment advisers, and mutual funds.
| Media | Books Paperback Book (Book with soft cover and glued back) |
| Released | August 12, 2013 |
| ISBN13 | 9781492104704 |
| Publishers | CreateSpace Independent Publishing Platf |
| Pages | 40 |
| Dimensions | 213 × 2 × 276 mm · 117 g |
| Language | English |
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